Briggs and Morgan Fifth Annual Securities Forum a Success

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June 18, 2014

The Briggs and Morgan Financial Markets Group’s Fifth Annual Upper Midwest Securities Litigation and Enforcement Forum was a great success, receiving high praise from attendees: “Always an excellent forum with lively discussion;” “Very informative;” and “Fantastic content” were some of the comments received. The May 29 event took place in downtown Minneapolis and attracted more than 100 attendees from the area’s top financial companies.

Joining Briggs and Morgan attorneys were distinguished panel members from FINRA, Minnesota Department of Commerce, Iowa Department of Commerce, and Chicago Stock Exchange, as well as executives from national financial services companies. The full-day agenda featured seven panels, focusing on the current regulatory and litigation challenges facing the financial industry.

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