Inaugural Upper Midwest Securities Litigation and Enforcement ForumPrint PDFShare
Join Briggs and Morgan attorneys and United States District Judge Donovan W. Frank; FINRA Executive Vice President, Member Regulation, Robert C. Errico; Minnesota Commerce Department Director of Securities Brett Bordelon; University of Minnesota law professor and former White House chief ethics officer Richard W. Painter; and other leaders for a discussion of securities litigation and enforcement trends.
Speakers will address recent awards and verdicts, arbitration developments, pending legislation and its anticipated impact on financial services firms, and current issues being addressed by regulators, as well as the benefits of mediating disputes and practical tips for improving your mediation.
Application for CLE credits is pending. Registration and continental breakfast begins at 8:15 a.m. The seminar runs from 9 a.m. to 3:30 p.m.
For registration and more information, click here.