Fiduciary Update for Financial AdvisorsPrint PDFShare
The primary focus of this presentation will be the recently issued regulations regarding who is a fiduciary, ways to manage this responsibility, fee disclosures at the plan and participant level, and an update on target date fund disclosures.
We will provide an overview of the most significant changes and will let financial advisors to benefit plans know what they will need to do to manage these additional responsibilities and potential liabilities.
The update will conclude with a general discussion about fiduciary issues.
Ira Friedrich is a Briggs and Morgan shareholder and chair of Briggs’ Employee Benefits Group. Ira works primarily in the areas of retirement plans, fiduciary responsibility, executive compensation and welfare benefit plans. He is the author of several articles on employee benefits that have appeared in national trade publications.
Eric Fox is a Regional Vice President of Sales for Transamerica Retirement Services. Eric is responsible for the development, marketing and sale of Transamerica’s pension and investment services for corporate retirement plans. Along with being an Accredited Investment Fiduciary (AIF), Eric is also a Chartered Retirement Plan Specialist (CRPS) and holds his Series 7, Series 63 and MN Life Insurance licenses.
Registration and lunch begins at 11:30 a.m. The seminar runs from 12 p.m. to 1:30 p.m. Please click here for more details.