Upper Midwest Securities Litigation and Enforcement Forum

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June 8, 2012
Graves 601 Hotel 601 1st Avenue North Minneapolis, MN 55403

Register today for the annual Upper Midwest Securities Litigation and Enforcement Forum. Join FINRA Executive Vice President - Dispute Resolution George Friedman, Minnesota Commissioner of Commerce Michael Rothman, Director of Securities for Minnesota Department of Commerce Robert Moilanen, University of Minnesota law professor and former White House Chief Ethics Officer Richard Painter, and other leaders for a discussion of securities litigation and enforcement trends. Speakers will address current trends in securities litigation and FINRA dispute resolution, what you need to know today about Dodd-Frank, and current issues for regulators.

Registration and Continental Breakfast 8:30 a.m. to 9:00 a.m.
Forum 9:00 a.m. to 11:30 a.m.
Lunch (provided) 11:30 a.m. to 12:15 p.m.
Forum 12:15 p.m. to 3:30 p.m.

Topics to include the following:

  • Litigation and Regulatory Issues in Selling Insurance Products
  • Current Trends in FINRA Dispute Resolution
  • The Future of Regulation: The Office of Consumer Affairs and Dodd-Frank
  • Focus on the Regulators 2012
  • Recent Trends in Securities Litigation

Additional details are available here.

To register, or for more information, please contact Dena Edmiston, Briggs and Morgan, P.A. at 612.977.8581 or email dedmiston@briggs.com.