Representative Matters

Print PDF
Client: Insurance Product Manufacturer
Successful representation of the target of a multi-state market conduct examination.

Lead counsel in the representation of a large manufacturer and distributor of deferred fixed annuities in a multistate investigation into allegedly fraudulent sales practices to suspect classes. The matter was resolved with agreed upon changes to the suitability systems to bring them into compliance with the yet to be adopted Model Reg, giving the manufacturer a sales advantage.

Practice Areas